Roya for
Financial Services.
Wealth, banking and treasury teams see every position, mandate and market move together, before the morning starts.
Book a demoFlag · High
Financial Services
54.0% in one holding, and the plan to fix it hasn't run — Vanterpool Family
$48.6M of $90.0M · plan written Mar 11 · 191 days open
Drafted for you — unsent
Call brief for the Vanterpool review: the position, the plan that never ran, and the three options — ready to walk through.
Internal note · to the relationship manager
Assembling…
01 · The problem today
One client, four systems, seen one at a time.
A market event, this morning
What each system holds
Market data
The holding gapped on this morning's open
On its own · A market move, like any other
Custodian records
How much of it each client actually holds
On its own · Balances, across four registrations
CRM
Who those registrations belong to, and what was promised
On its own · A relationship note
The mandate
What the client agreed about a single position
On its own · A rule with nothing to test
Across all four, together
The clients to call this morning.
Which of them hold it, how much of everything they hold it has become, and whether the move puts them outside what they agreed.
02 · How it runs with Roya
Every client and limit checked against real-time changes.
Pick your team
Three teams that cannot see each other’s clients. What each may read is set in the deployment, and nothing crosses between them.
Financial Services
Flagged 06:04
06:02Market event — Almadera Foods filed an 8-K before the open
06:03Cross-referenced — your CRM, deal history, and team chat threads
06:04Flagged you — nine clients ranked, three calls staged
Almadera filed overnight. Nine of your clients are touched.
Three calls ranked first — briefs drafted, meetings staged for your approval.
- Clients touched
- 9
- across 3 sectors
- Ranked to call
- 3
- briefs drafted
- Meetings staged
- 3
- held for approval
- Checked, nothing found
- 21
- this morning
A filing touching a covered namefired
A rating action on a holdingok
A sector move past its bandok
Who to call, and why
Ranked from your own records
8-K · Almadera Foods · filed pre-market
- 01Veridian Capitalholds 8.4% · your May thread raised exactly thisCall first
- 02Northgate Partnersasked about this name in March · note loggedCall
- 03Bellrose AMsector exposure · no contact in 90 daysCall
Ranked from your CRM, your deal history, and your own team's threads
What needs you
- HighVeridian Capital — your own team called this in MayThe term-sheet thread raised this scenario, and the client asked to be called if it moved
- HighThree meeting holds staged for this afternoonCalendar drafts only — the client sees nothing until you approve
- MediumSix more clients touched, ranked lowerEach with the reason and the record behind itList ready →
Downstream — held for your approval
Calendar invitesCRM logCoverage note03 · What it checks
Continuous review instead of weekly meetings.
From the systems you already run
- Vantage Grid Systems gapped on the openMarket data · 07:02
- Vanterpool Family Trust — position revaluedCustodian A · 07:04
- Vanterpool, Robert M. — position revaluedCustodian B · 07:04
- Diversification plan agreed, not yet executedCRM · Mar 11
- Mandate ceiling recorded at 30% of the householdCompliance register · Standing
Same thing, different systems
Whether four registrations at two custodians are one household
Standing, every weekday
Flag a single holding over 30% of investable assets whose diversification plan is still unexecuted after 90 days.
Checks and thresholds change by asking. There is no builder to learn.
At this morning's run
High
54.0% in one holding, and the plan to fix it hasn't run — Vanterpool Family
$48.6M of $90.0M sits in the one holding, against the 30% ceiling in their own mandate. The plan to unwind it was agreed on Mar 11 and has not run — 191 days.
Drafted for you
Vanterpool review — call brief
Internal note · to the relationship manager